Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-17 |
Branch Locations
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
1000 Harbor Blvd 6Th, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | San Francisco | CA | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 07/2018 |
| Morgan Stanley | San Francisco | CA | 08/2018 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 09/2019 | 02/2021 |
| Unemployed | San Francisco | CA | 02/2019 | 09/2019 |
| Ubs Financial Services Inc. | San Francisco | CA | 03/2021 | Present |
1) Susan Hon/ invesrment related?: / 162 Marina Lakes Drive, Richmond, California, United States/ I owe 40% of the condo and I pay property taxes and monthly mortgage & HOA/ Proprietor / owner/ Pay monthly mortgage & HOA, and taxes/ start date: 1/3/2011/ time reqd during working hours?; no
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-31 |
Reach out to this advisor