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Kevin A Harper

First Citizens Investor Services, Inc.

Rock Hill, SC

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-10-07
  • SC RA
    APPROVED
    Since 2021-10-07

Branch Locations

226 E Main St, Rock Hill, SC 29730 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Charlotte NC 07/2014 02/2017
Princor Financial Services Corporation Charlotte NC 07/2014 02/2017
First Citizens Bank Raleigh NC 02/2017 10/2021
First Citizens Investor Services Raleigh NC 02/2017 10/2021
First Citizens Investor Services Raleigh NC 10/2021 Present
  • 07/2014 → 02/2017
    Principal Life Insurance Company
    Charlotte, NC
  • 07/2014 → 02/2017
    Princor Financial Services Corporation
    Charlotte, NC
  • 02/2017 → 10/2021
    First Citizens Bank
    Raleigh, NC
  • 02/2017 → 10/2021
    First Citizens Investor Services
    Raleigh, NC
  • 10/2021 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
S63 Uniform Securities Agent State Law Examination 2008-10-27
  • S66 Uniform Combined State Law Examination
    2013-02-01
  • S63 Uniform Securities Agent State Law Examination
    2008-10-27
Other Names
  • Kevin Harper
  • Kevin Anthony Harper
  • Kevin Anthony Harper
  • Kevin A. Harper
  • Kevin Anthony Harper

View on SEC IAPD

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