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First Citizens Investor Services, Inc. CRD 44430
$2.63B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-10-07 |
Branch Locations
226 E Main St, Rock Hill, SC 29730 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Charlotte | NC | 07/2014 | 02/2017 |
| Princor Financial Services Corporation | Charlotte | NC | 07/2014 | 02/2017 |
| First Citizens Bank | Raleigh | NC | 02/2017 | 10/2021 |
| First Citizens Investor Services | Raleigh | NC | 02/2017 | 10/2021 |
| First Citizens Investor Services | Raleigh | NC | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-27 |
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