Charles Harry Curtin

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2023-09-01

Branch Locations

27201 Tourney Road Suite 201, Valencia, CA 91355 • United States

Santa Paula, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc	Scottsdale	AZ	01/2009	Present
Osaic Wealth, Inc.	Valencia	CA	09/2023	Present

01/2009 → Present

Sagepoint Financial, Inc

Scottsdale, AZ
09/2023 → Present

Osaic Wealth, Inc.

Valencia, CA

Previous Registrations

2009-10-16 → 2023-09-01

Osaic Services, Inc.

Valencia, CA

Scottsdale, AZ
2006-11-27 → 2009-11-18

Householder Group, Estate & Retirement Specialists

Scottsdale, AZ
2008-06-30 → 2008-07-21

Npb Financial Group, Llc

Stevenson Ranch, CA

Other Businesses

1. SAGEPOINT FINANCIAL, INC.; INVESTMENT RELATED; 25060 AVENUE STANFORD, SUITE 240, VALENCIA, CA 91355; INVESTMENT ADVISORY REPRESENTATIVE; 11/2010; 50 HRS/MTH; 20 HRS DURING TRADING; PROVIDING INVESTMENT ADVISORY SERIVCES 2. DBA = CURTIN WEALTH MANAGEMENT 3. CHARLES CURTIN POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 29208 Via Estancia, Valenia CA 91354, United States DESCRIPTION: Providing life/LTC insurance quotes, offering fixed 4. CURTIN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2002 ADDRESS: 1224 Dogwood Street, Santa Paula CA 93060, United States DESCRIPTION: Insurance related (fixed annuity, FIA, Life, long term)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-21
S63	Uniform Securities Agent State Law Examination	1992-08-24

S65 Uniform Investment Adviser Law Examination

2006-11-21
S63 Uniform Securities Agent State Law Examination

1992-08-24

View on SEC IAPD