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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 1996-01-11 |
| TX | RA | APPROVED | 1992-07-14 |
Branch Locations
301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States
301 Commerce, Fort Worth, TX 76102 • United States
Fort Worth, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Fort Worth | TX | 03/1992 | Present |
NAME OF OTHER BUSINESS: Iron Phi Foundation / INVESTMENT RELATED?:No / ADDRESS: 2 S Campus Ave, Oxford , OH / NATURE OF THE BUSINESS: Strengthening the scholarships offered by the Phi Delta Theta Foundation, educational programming of the Phi Delta Theta International Fraternity and the impact it has on the fight against Lou Gehrig's disease through the fundraising and athletic efforts of its people. / POSITION: Oversight of allocation of scholarship monies. / DUTIES:/ START DATE: 12/20/2022/ HOURS DEVOTED TO BUSINESS: NA Sister Cities International Foundation, The foundation will exclusively support the charitable purposes of Sister Cities International, Inc, Work with the other trustees to oversee the charitable activies of the foundation, start date-8/1/2018, District of ColumbiaUnited States 20005. Fort Worth Zoo Association1989 Colonial ParkwayFort Worth, Texas 76110, "Manages the Fort Worth Zoo, Board member, Executive Committee member & Treasurer", start date-8/29/2007 Pacific Retirement Services, Inc., Owns and operates retirement facilities, Member of a committee with management / supervisor functionsReview investment performance, review the company's financial advisors recommendations regarding managers and asset allocation, start date-1/1/2017, MedfordOregon USA97501.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-18 |
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