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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-16
CA RA APPROVED 2021-08-02
  • TX RA
    APPROVED_RES
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2021-08-02

Branch Locations

633 E University Dr Ste A, Carson, CA 90746-1973 • United States

1313 W 17Th St Ste C, Santa Ana, CA 92706-3308 • United States

3550 W Century Blvd, Inglewood, CA 90303-1241 • United States

20016 Hawthorne Blvd, Ste. D, Torrance, CA 90503-1538 • United States

Orange, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Redlands CA 08/2014 09/2016
California Credit Union Inglewood CA 01/2016 07/2021
Cuso Financial Services, Lp San Diego CA 10/2016 07/2021
Ameriprise Financial Services, Llc Carson CA 08/2021 Present
Previous Registrations
  • 2016-10-03 → 2021-08-02
    Cuso Financial Services, L.P.
    Los Angeles, CA
    Carson, CA
    Inglewood, CA
    Carson, CA
    Torrance, CA
    Los Angeles, CA
    San Diego, CA
    Inglewood, CA
    Los Angeles, CA
    Torrance, CA
  • 2014-08-15 → 2016-10-07
    Redlands, CA
    Inglewood, CA
    Carson, CA
    Torrance, CA
    Los Angeles, CA
  • 2012-07-20 → 2014-08-07
    Fullerton, CA
    Anaheim, CA
    Tustin, CA
    Santa Ana, CA
  • 2010-01-28 → 2012-03-19
    Wescom Financial Services
    Westminster, CA
    Orange, CA
  • 2006-03-01 → 2010-01-27
    Orange, CA
    Santa Ana, CA
    Westminster, CA
    Garden Grove, CA
    La Habra, CA
    Tustin, CA
    Yorba Linda, CA
    Tustin, CA
    Ladera Ranch, CA
    Fullerton, CA
    Huntington Beach, CA
    Irvine, CA
    Lake Forest, CA
    Newport Beach, CA
    Huntington Beach, CA
    Newport Coast, CA
    Irvine, CA
    Laguna Niguel, CA
    Fountain Valley, CA
    Anaheim, CA
    Anaheim, CA
    Brea, CA
    Brea, CA
    Orange, CA
    Yorba Linda, CA
  • 2004-01-20 → 2004-07-13
    Citicorp Investment Services
    Anaheim, CA
Other Businesses

Outside Employment; California Credit Union; Financial Advisor - Advising members on investing assets; ; 701 Brand Bvld, , Glendale, CA, 91203; Investment-Related; 08/02/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-07
S63 Uniform Securities Agent State Law Examination 1993-02-05
  • S66 Uniform Combined State Law Examination
    2004-05-07
  • S63 Uniform Securities Agent State Law Examination
    1993-02-05
Other Names
  • Mike Greene

View on SEC IAPD

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