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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-16 |
| CA | RA | APPROVED | 2021-08-02 |
Branch Locations
633 E University Dr Ste A, Carson, CA 90746-1973 • United States
1313 W 17Th St Ste C, Santa Ana, CA 92706-3308 • United States
3550 W Century Blvd, Inglewood, CA 90303-1241 • United States
20016 Hawthorne Blvd, Ste. D, Torrance, CA 90503-1538 • United States
Orange, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Redlands | CA | 08/2014 | 09/2016 |
| California Credit Union | Inglewood | CA | 01/2016 | 07/2021 |
| Cuso Financial Services, Lp | San Diego | CA | 10/2016 | 07/2021 |
| Ameriprise Financial Services, Llc | Carson | CA | 08/2021 | Present |
Outside Employment; California Credit Union; Financial Advisor - Advising members on investing assets; ; 701 Brand Bvld, , Glendale, CA, 91203; Investment-Related; 08/02/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-05 |
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