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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-05-31
VA RA APPROVED 2022-03-26
  • MD RA
    APPROVED
    Since 2024-05-31
  • VA RA
    APPROVED
    Since 2022-03-26

Branch Locations

7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States

Upper Marlboro, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Alexandria VA 08/2015 11/2016
Wells Fargo Clearing Services, Llc Rockville MD 08/2015 04/2018
Guardian Life Insurance Co Of America Chevy Chase MD 04/2018 02/2022
Park Avenue Securities Llc Chevy Chase MD 04/2020 02/2022
Massmutual Life Insurance Co Bethesda MD 03/2022 Present
Mml Investors Services, Llc Bethesda MD 03/2022 Present
Previous Registrations
Other Businesses

(1) Name: The Rock Christian Church Ministries Inv rel: Y Addr: 2200 Culbera Dr, Hillcrest Heights, MD 20748 Nature: Religious Position: Admin, Bookkeeper, Youth Ministry Leader Start: 01/01/1995 No hrs/mo: 20 No hrs/mo dur trading: 0 Duties: Administrative tasks, enter weekly contribution, and church database management. Teach children in youth ministry. (2) Name: Shop Daley, LLC Inv Rel: N Addr: 7375 Executive Pl, Suite 400, Lanham, MD 20706 Nature: eCommerce - pallet liquidations, t-shirt sales, general merchandise sales Position: Owner Start Date: 06/08/2023 No. Hr/Mo: 30 No. Hr/Mo During Sec Trading: 0 Duties: Running operations for sales.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-01-28
S66 Uniform Combined State Law Examination 2010-10-08
  • S63 Uniform Securities Agent State Law Examination
    2016-01-28
  • S66 Uniform Combined State Law Examination
    2010-10-08
Other Names
  • Denise J Daley
  • Denise Jacqueline Curtis
  • Denise Jacqueline Daley
  • Denise J Curtis

View on SEC IAPD

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