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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-05-31 |
| VA | RA | APPROVED | 2022-03-26 |
Branch Locations
7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States
Upper Marlboro, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Alexandria | VA | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rockville | MD | 08/2015 | 04/2018 |
| Guardian Life Insurance Co Of America | Chevy Chase | MD | 04/2018 | 02/2022 |
| Park Avenue Securities Llc | Chevy Chase | MD | 04/2020 | 02/2022 |
| Massmutual Life Insurance Co | Bethesda | MD | 03/2022 | Present |
| Mml Investors Services, Llc | Bethesda | MD | 03/2022 | Present |
(1) Name: The Rock Christian Church Ministries Inv rel: Y Addr: 2200 Culbera Dr, Hillcrest Heights, MD 20748 Nature: Religious Position: Admin, Bookkeeper, Youth Ministry Leader Start: 01/01/1995 No hrs/mo: 20 No hrs/mo dur trading: 0 Duties: Administrative tasks, enter weekly contribution, and church database management. Teach children in youth ministry. (2) Name: Shop Daley, LLC Inv Rel: N Addr: 7375 Executive Pl, Suite 400, Lanham, MD 20706 Nature: eCommerce - pallet liquidations, t-shirt sales, general merchandise sales Position: Owner Start Date: 06/08/2023 No. Hr/Mo: 30 No. Hr/Mo During Sec Trading: 0 Duties: Running operations for sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-01-28 |
| S66 | Uniform Combined State Law Examination | 2010-10-08 |
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