Walter Scott Fortney

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 03/2021
  Morgan Stanley Smith Barney
  Houston, TX
• 01/2015 → 03/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2021 → Present
  Ubs Financial Services Inc.
  Houston, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-01-06 → 2021-03-30
  Morgan Stanley
  Houston, TX
• 1999-01-11 → 2012-02-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX

Other Businesses

(1).RENTAL PROPERTY- 213 SHASTA DR, HOUSTON TX 77024- 50% OWNER,NO DUTIES. WE SIMPLY OWN A RENT HOUSE- 0 HOURS DEVOTED, 0 SHARES HELD (2).PRIVATE EQUITY- 213 SHASTA DR HOUSTON TX 77024- 20% OWNER, IT IS AN LLC WE FORMED SO WE COULD INVEST IN QUANTUM ENERGY PARTNERS WHICH IS A PRIVATE EQUITY FUND- 0 HOURS DEVOTED, 0 SHARES HELD (3).SGF PARTNERS, LLC; INVESTMENT RELATED; HOUSTON/TX; REAL ESTATE; TITLE: CO-OWNER; START DATE: 9/10/2010;Private Investments/ Private Investments such as residential real estate/partner/DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. (4).HFW ENERGY PARTNERS, LLC; INVESTMENT RELATED; HOUSTON/TX; PRIVATE INVESTMENT; TITLE: CO-OWNER; START DATE: 1/2012; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-07
• S63 Uniform Securities Agent State Law Examination
  1998-12-22

Other Names

• Walter S (Iv) Fortney
• Walter Scott Fortney
• Scott Fortney
• W Scott Fortney
• W S Fortney