Craig Kennedy Spawn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 09/2025
  Avantax Investment Services, Inc.
  Bellvue, CO
• 09/2004 → 09/2025
  Avantax Advisory Services
  Bellvue, CO
• 10/2004 → Present
  Craig Spawn Cfp
  Salida, CO
• 09/2018 → 09/2025
  Avantax Insurance Services, Llc
  Bellvue, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bellvue, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-09-02 → 2025-09-05
  Avantax Advisory Services
  Bellvue, CO
  Dallas, TX
  Bellvue, CO
• 2001-03-20 → 2005-06-08
  Pinion Wealth Management, Llc
  Greeley, CO

Other Businesses

1) Craig Spawn CFP~'NIR'~6016 Poplar Court~Bellvue~CO~80512~Professional Services - Business/Individual~Owner/Sole Proprietor~10/13/2004~5hrs~3hrs~Basic non-investment related financial planning that is incidental to my investment advisory services

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-18
• S63 Uniform Securities Agent State Law Examination
  1992-11-25

Designations

• Certified Financial Planner

Other Names

• Craig Kennedy Spawn