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Paul Barry Fisch

Wells Fargo Clearing Services, LLC

Doylestown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-11-28
  • PA RA
    APPROVED
    Since 2005-11-28

Branch Locations

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Previous Registrations
  • 2005-08-08 → 2005-11-28
    Morgan Stanley Dw Inc.
    Jenkintown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-01
S63 Uniform Securities Agent State Law Examination 1992-07-17
  • S65 Uniform Investment Adviser Law Examination
    1993-02-01
  • S63 Uniform Securities Agent State Law Examination
    1992-07-17
Other Names
  • Paul B Fisch
  • Paul Fisch

View on SEC IAPD

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SUMMIT FINANCIAL, LLC · DOYLESTOWN, PA
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JANNEY MONTGOMERY SCOTT LLC · DOYLESTOWN, PA
MUNTZ FINANCIAL, LLC · DOYLESTOWN, PA
ARCHETYPE ADVISORS, LLC · DOYLESTOWN, PA
TRIDENT ADVISORS INC · DOYLESTOWN, PA
WINTHROP PARTNERS - EPA, LLC · Doylestown, PA
RODGERS BROTHERS, INC. · Doylestown, PA

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