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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-01 |
| MD | RA | APPROVED | 2005-06-01 |
Branch Locations
751 Rockville Pike Suite 4 A, Rockville, MD 20852 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
1)GALLERS FINANCIAL GROUP INC, 751 ROCKVILLE PIKE, SUITE 4A ROCKVILLE, MD 20852, TAX PREPARATION, PRESIDENT, START DATE: 1/1/84, 20 HRS PER MO, NOT INVESTMENT RELATED; 2)REAL ESTATE RENTALS - COLLECT RENT, REPAIRS, START DATE 1/1/1987, 2HRS PER MO, NOT INVESTMENT RELATED; 3) www.bherzstein.com, www.gallersfinancial.com;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-23 |
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