Mark Allan Moberg

Current Employers

Green Ocean Global Advisors Llc

201 Spear Street, Suite 1100, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-12-06

FL RA
APPROVED

Since 2024-12-06

Branch Locations

201 Spear Street, Suite 1100, San Francisco, CA 94105 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
First Financial Asset Management Inc	Tampa	FL	02/1997	02/2021
H. Beck, Inc.	Rockville	MD	12/2005	03/2021
Grove Point Investments, Llc	Rockville	MD	04/2021	12/2021
Green Ocean Global Advisors Llc	Tampa	FL	03/2024	Present
Unemployed	Tampa	FL	12/2021	03/2024

02/1997 → 02/2021

First Financial Asset Management Inc

Tampa, FL
12/2005 → 03/2021

H. Beck, Inc.

Rockville, MD
04/2021 → 12/2021

Grove Point Investments, Llc

Rockville, MD
03/2024 → Present

Green Ocean Global Advisors Llc

Tampa, FL
12/2021 → 03/2024

Unemployed

Tampa, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-07-16

S63 Uniform Securities Agent State Law Examination

1992-07-16

Designations

View on SEC IAPD

Current Employers

Green Ocean Global Advisors Llc

Disclosures

Employment History

Exams

Designations

Other Firms

Other Investors

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