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Joseph Pascarella

LPl Financial LLC

Red Bank, NJ

CRD 2247369

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-06-05
  • NJ RA
    APPROVED
    Since 2002-06-05

Branch Locations

Red Bank, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Red Bank NJ 06/1994 Present
  • 06/1994 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Red Bank, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-14
  • S63 Uniform Securities Agent State Law Examination
    1992-07-14

View on SEC IAPD

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