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Knights Of Columbus Asset Advisors LLC CRD 174129
$30.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-30 |
Branch Locations
One Columbus Plaza, New Haven, CT 06510 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Plant City | FL | 04/2016 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plant City | FL | 04/2016 | 09/2017 |
| Knights Of Columbus Asset Advisors Llc | Tampa | FL | 09/2017 | Present |
| Foreside Fund Service, Llc | Tampa | FL | 12/2018 | 12/2020 |
| Knights Of Columbus Insurance | New Haven | CT | 09/2017 | Present |
Knights of Columbus Asset Advisors LLC; Tampa, FL; Investment Related; Began 09/10/2017; Knights of Columbus Insurance; Began 09/10/2017 Life Insurance LTC, DI, Fixed annuities; Regional Field Director; Drive production of Insurance in assigned territory. Assist in recruiting, training and development of field agents.; 200 hours per month all during securities trading hours. Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: (9/2017), 80 hours a month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-22 |
| S66 | Uniform Combined State Law Examination | 2015-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-18 |
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