John Edward Harris

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 05/2018
  Bosc, Inc.
  Dallas, TX
• 01/2009 → 08/2018
  Bank Of Texas
  Dallas, TX
• 08/2018 → 02/2020
  Raymond James & Associates
  Dallas, TX
• 01/2020 → Present
  Cambridge Investment Research
  Fairfield, IA
• 01/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-08-24 → 2020-02-12
  Raymond James & Associates, Inc.
  Dallas, TX
• 2012-09-21 → 2018-05-31
  Bok Financial Securities, Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 02/03/20. 2) THE ADMIRAL NIMITZ FOUNDATION, 311 E AUSTIN ST, FREDERICKSBURG, TX, BOARD MEMBER OF A NON-PUBLIC ENTITY, DIRECTOR, CHAIR OF THE INVESTMENT COMMITTEE, 01/15/08, NIR, 5/MO- 5/TRADING 3)PEACEABLE LP, 386 PEACEABLE RD, FREDERICKSBURG, TX, FAMILY LIMITED PARTNERSHIP, 09/21/05, INV REL, 10/YR- 0/TRADING 4) TEXAS CHRISTIAN UNIVERSITY, 800 S UNIVERSITY DRIVE, FT WORTH, TX, ADJUNCT PROFESSOR, 04/01/20, NIR, 20/YR- 0/TRADING 5)AMERICAN LOCKER GROUP, 4170-103 DISTRIBUTION CIRCLE, NORTH LAS VEGAS, NV, SHAREHOLDER OF AN INACTIVE PUBLIC SHELL, 05/15/04, NIR, 0/YR- 0/TRADING 6) HARRIS CAPITAL ADVISORS, LLC, 3804 HAWTHORNE AVE, DALLAS, TX, PRINCIPAL AND MANAGING MEMBER LLC, 05/15/98, INV REL, 160 MO- 0/TRADING 7) PEACEABLE MANAGEMENT, LLC 386 PEACEABLE ROAD, FREDERICKSBURG, TX, FAMILY LIMITED PARTNERSHIP GENERAL PARTNER, MEMBER, INV REL, 09/21/05. 5/MO- 0/TRADING 8) WATERLOO CAPITAL, LLC, 25 HIGHLAND PARK, STE 100-868, DALLAS, TX, LLC FOR INVESTMENT PURPOSES, 11/01/19, INV REL, 45 HR/MO- 1-2 HR/TRADING HR. 9) BROTHERS CABINETRY COMPANY, 9224 KING ARTHUR DRIVE, DALLAS, TX, CABINET MANUFACTURING COMPANY, 08/15/18, NIR, 10 HR/MO- 0/TRADING

Exams

• S66 Uniform Combined State Law Examination
  2018-10-03
• S63 Uniform Securities Agent State Law Examination
  1994-08-24

Designations

• Chartered Financial Analyst

Other Names

• John E Harris