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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-01-16 |
Branch Locations
690 Lee Road, Wayne, PA 19087 • United States
Verona, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corporation | Omaha | NE | 05/2014 | 12/2016 |
| Hartford Funds Distributors, Llc | Wayne | PA | 01/2018 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 01/2018 | Present |
| Unemployed | Verona | WI | 12/2016 | 01/2018 |
Effective December 5, 2022 - Purchased Detloff Farm in MN - Responsible for purchasing inputs and selling crops when harvested, 2 hrs a month, none during security trading hrs. Non-investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-14 |
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