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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-01
SC RA APPROVED 2026-04-01
TX RA APPROVED 2026-04-01
  • NY RA
    APPROVED
    Since 2026-04-01
  • SC RA
    APPROVED
    Since 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01

Branch Locations

Myrtle Beach, SC • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

5860 Snyder Drive, Lockport, NY 14094 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2003 03/2026
Hammer Financial Group Williamsville NY 06/2003 03/2026
Kestra Investment Services Lockport NY 03/2026 Present
Kestra Advisory Services Lockport NY 03/2026 Present
  • 10/2003 → 03/2026
    Waltham, MA
  • 06/2003 → 03/2026
    Hammer Financial Group
    Williamsville, NY
  • 03/2026 → Present
    Kestra Investment Services
    Lockport, NY
  • 03/2026 → Present
    Kestra Advisory Services
    Lockport, NY
Previous Registrations
  • 2021-06-29 → 2026-04-02
    Williamsville, NY
    Lockport, NY
    Myrtle Beach, SC
  • 1997-09-23 → 2003-10-30
    1717 Capital Management Company
    Buffalo, NY
Other Businesses

Name: CONNOR HAMMER POSITION: Principal NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/02/2026 ADDRESS: 5860 Snyder Dr, Lockport NY 14094, United States DESCRIPTION: Provide investment guidence, monitor and plan with clients Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/02/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-14
S63 Uniform Securities Agent State Law Examination 1992-07-27
  • S65 Uniform Investment Adviser Law Examination
    1996-02-14
  • S63 Uniform Securities Agent State Law Examination
    1992-07-27
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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