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Christian Hans De Paul

LPl Financial LLC

Lynchburg, VA

CRD 2246791

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-28
VA RA APPROVED 2020-10-28
  • TX RA
    APPROVED
    Since 2020-10-28
  • VA RA
    APPROVED
    Since 2020-10-28

Branch Locations

Lynchburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Lynchburg VA 04/2015 10/2020
Lpl Financial, Llc Lynchburg VA 10/2020 Present
  • 04/2015 → 10/2020
    Cadaret, Grant & Co., Inc.
    Lynchburg, VA
  • 10/2020 → Present
    Lynchburg, VA
Previous Registrations
  • 2015-04-22 → 2020-10-30
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Lynchburg, VA
    Syracuse, NY
    Syracuse, NY
  • 1992-08-12 → 2015-04-22
    Lynchburg, VA
Other Businesses

1.10/30/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name DePaul Wealth Management; Investment Related; at Reported Business Location(s); Start Date 04/15/2015; 40hrs/mth; 8hrs during trading 2.10/30/2020; Insurance Sales; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 11/01/1992; 5hrs/mth; 1hrs during trading 3.10/30/2020; Real Estate Ownership; Real Estate Rental; Investment Related; Lynchburg,VA; Start Date 10/01/1995; 0hrs/mth; 0hrs during trading 4.10/30/2020; Duplex Rental; Real Estate Rental; Investment Related; 112 Camp Ave Lynchburg,VA; Start Date 05/01/2018; 0hrs/mth; 0hrs during trading 5.09/10/2024; DePaul Wealth Management, LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/19/2024; 10hrs/mth; 10hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-22
S63 Uniform Securities Agent State Law Examination 1992-07-20
  • S65 Uniform Investment Adviser Law Examination
    1992-07-22
  • S63 Uniform Securities Agent State Law Examination
    1992-07-20
Other Names
  • Christian Hans Depaul

View on SEC IAPD

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