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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-28
  • MI RA
    APPROVED
    Since 2010-09-28

Branch Locations

8765 Gull Rd Suite A, Richland, MI 49083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc. Madison WI 04/2006 Present
Amway Quixstar Richland MI 07/2006 Present
Kiss Financial Services Richland MI 04/2006 Present
Raba Richland MI 11/2006 10/2019
  • 04/2006 → Present
    Madison, WI
  • 07/2006 → Present
    Amway Quixstar
    Richland, MI
  • 04/2006 → Present
    Kiss Financial Services
    Richland, MI
  • 11/2006 → 10/2019
    Raba
    Richland, MI
Previous Registrations
Other Businesses

1)Kiss Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-03
S63 Uniform Securities Agent State Law Examination 1992-07-24
  • S65 Uniform Investment Adviser Law Examination
    2004-05-03
  • S63 Uniform Securities Agent State Law Examination
    1992-07-24

View on SEC IAPD

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