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William John Taratsas

Wells Fargo Clearing Services, LLC

Merrillville, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-28
IN RA APPROVED 2022-07-27
  • TX RA
    APPROVED
    Since 2022-07-28
  • IN RA
    APPROVED
    Since 2022-07-27

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Distributors Radnor PA 01/2011 02/2019
Cetera Investment Services Llc St Cloud MN 03/2019 06/2022
Cetera Investment Advisers Llc Indianapolis IN 05/2022 06/2022
Wells Fargo Clearing Services, Llc Merrillville IN 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-13
S63 Uniform Securities Agent State Law Examination 1993-12-31
  • S65 Uniform Investment Adviser Law Examination
    2022-05-13
  • S63 Uniform Securities Agent State Law Examination
    1993-12-31
Other Names
  • Bill Taratsas
  • William John Taratsas
  • William J Taratsas

View on SEC IAPD

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