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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-11
TX RA APPROVED_RES 2023-06-15
GA RA APPROVED 2021-07-14
SD RA APPROVED 2020-11-12
FL RA APPROVED 2017-04-03
CO RA APPROVED 2011-02-25
  • AZ RA
    APPROVED
    Since 2024-07-11
  • TX RA
    APPROVED_RES
    Since 2023-06-15
  • GA RA
    APPROVED
    Since 2021-07-14
  • SD RA
    APPROVED
    Since 2020-11-12
  • FL RA
    APPROVED
    Since 2017-04-03
  • CO RA
    APPROVED
    Since 2011-02-25

Branch Locations

Steamboat Springs, CO • United States

165 South Union Boulevard Suite 600, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Lakewood CO 11/2010 Present
Agia Houston TX 12/2022 Present
  • 11/2010 → Present
    Valic Financial Advisors
    Lakewood, CO
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

THREE C, LLC POSITION: Owner/landlord NATURE: I own a condo and rent it out. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2014 ADDRESS: 27606 Silver Spur Street, Steamboat Springs CO 80487, United States DESCRIPTION: I advertise the unit when it isn't rented, check references and check people in and out. It is a long term rental. 2 PEAS, LLC POSITION: Member NATURE: My boyfriend and I are equal partners/members and will be building homes on two residential lots starting in April 2021. We paid cash for the lots and house plans, but will finance the build when the time comes. The homes will subsequently be rented out. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 27606 Silver Spur Street, Steamboat Springs CO 80487, United States DESCRIPTION: Help build, keep records, and eventually be a co-landlord. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products MARRIOTT HOTEL BAR TENDER POSITION: Bar Tender NATURE: I will bar tend the in hotel bar no more than one night per week from 5-10. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1480 Pine Grove Road, Steamboat Springs CO 80487, United States DESCRIPTION: Serve drinks and be social. That's it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-15
S63 Uniform Securities Agent State Law Examination 1992-08-01
  • S66 Uniform Combined State Law Examination
    2011-01-15
  • S63 Uniform Securities Agent State Law Examination
    1992-08-01
Other Names
  • Emily A Brustkern
  • Emily A Brustkern
  • Emily A Reistad

View on SEC IAPD

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