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Richard Joseph Appaluccio

Procyon

Little Falls, NJ

Shelton, CT

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Current Employers
Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-06-25
  • NJ RA
    APPROVED
    Since 2020-06-25

Branch Locations

Little Falls, NJ • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Hartford CT 05/2012 05/2017
Procyon Institutional Partners Llc Little Falls NJ 06/2017 12/2021
Procyon Advisors, Llc Little Falls NJ 06/2017 Present
  • 05/2012 → 05/2017
    Ubs Financial Services Inc
    Hartford, CT
  • 06/2017 → 12/2021
    Procyon Institutional Partners Llc
    Little Falls, NJ
  • 06/2017 → Present
    Procyon Advisors, Llc
    Little Falls, NJ
Previous Registrations
  • 2019-04-05 → 2021-12-31
    Procyon Institutional Partners, Llc
    Little Falls, NJ
    Shelton, CT
Other Businesses

Insurance Sales; Same address; Non-investment related; 5 hours spent per month in this capacity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-04
S63 Uniform Securities Agent State Law Examination 2004-02-27
  • S65 Uniform Investment Adviser Law Examination
    2019-04-04
  • S63 Uniform Securities Agent State Law Examination
    2004-02-27
Other Names
  • Richard J Appaluccio

View on SEC IAPD

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