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Scott E Richer

Northwestern Mutual Investment Services, LLC

Boston, MA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-11-04
  • MA RA
    APPROVED
    Since 2025-11-04

Branch Locations

1 Beacon St Fl 21, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 07/2006 05/2025
Unemployed Walpole MA 05/2025 08/2025
Aaron Miller Boston MA 09/2025 Present
Northwestern Mutual Investment Services Llc Boston MA 09/2025 Present
Previous Registrations
  • 2023-09-05 → 2025-06-04
    Morgan Stanley
    Boston, MA
    Walpole, MA
  • 2006-09-27 → 2023-09-05
    Harrisdirect Llc
    Jersey City, NJ
    Boston, MA
    Boston, MA
    Arlington, VA
  • 2003-08-05 → 2006-07-27
    Td Ameritrade, Inc.
    Boston, MA
    Chestnut Hill, MA
    Chestnut Hill, MA
  • 2006-04-24 → 2006-07-27
    Td Ameritrade Investment Management, Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-01
S63 Uniform Securities Agent State Law Examination 1992-07-02
  • S66 Uniform Combined State Law Examination
    2003-07-01
  • S63 Uniform Securities Agent State Law Examination
    1992-07-02
Other Names
  • Scott Edward Richer

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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