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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-16 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
515 Lyell Dr Ste 103, Modesto, CA 95356 • United States
Modesto, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Modesto | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Modesto | CA | 11/2016 | Present |
ELEVATE COMMUNITY YOGA, NOT INV RELATED, MODESTO, CA, 100% OWNERSHIP WITH SPOUSE, START 7/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, SPOUSE'S YOGA STUDIO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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