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Patrick H O'COnnell

Ameriprise Financial Services, LLC

New York, NY

Minneapolis, MN

Ocean City, NJ

Fort Lauderdale, FL

CRD 2246285

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-08
  • FL RA
    APPROVED
    Since 2024-02-08

Branch Locations

One World Trade Center 78Th Floor, New York, NY 10007 • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Ocean City, NJ • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New York NY 05/1992 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-07
S63 Uniform Securities Agent State Law Examination 1993-08-20
  • S65 Uniform Investment Adviser Law Examination
    1997-03-07
  • S63 Uniform Securities Agent State Law Examination
    1993-08-20
Designations
  • Certified Financial Planner
Other Names
  • Pat Oconnell
  • Patrick Hugh Oconnell
  • Patrick H O'COnnell
  • Patrick Hugh O'COnnell

View on SEC IAPD

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