David Carl Hock

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Arete Wealth Management Llc
  Chicago, IL
• 10/2008 → Present
  Arete Wealth Advisors Llc
  Chicago, IL
• 10/2021 → Present
  Center Street Securities, Inc.
  Nashville, TN
• 10/2021 → Present
  Center Street Advisors, Inc.
  Nashville, TN

Previous Registrations

• 2022-02-17 → 2023-11-16
  Center Street Advisors, Inc.
  Nashville, TN
  Lake Oswego, OR
• 2001-10-23 → 2008-09-15
  Private Consulting Group, Inc.
  Portland, OR
  Portland, OR
  Centerville, UT
  San Francisco, CA
  Englewood, CO
  Santa Clara, CA
  Fountain Hills, AZ
  Wilson, WY
  Portland, OR
  Sugar Grove, IL
  Rancho Cucamonga, CA

Other Businesses

1) REGISTERED INVESTMENT ADVISORY REPRESENTATIVE WITH ARETE WEALTH ADVISORS WHICH IS AN AFFILIATED COMPANY OF THE BROKER DEALER. 2) MEMBER OF GREEN LLC. GREEN IS A PRIVATE EQUITY SPONSOR THAT MANAGES ISSUING ENTITIES THAT INVEST IN PUBLIC PRIVATE PARTNERSHIPS. CURRENTLY THERE IS NO COMPENSATION. 3) MANAGING MEMBER OF ARETE WEALTH INC., A FINANCIAL SERVICES HOLDING COMPANY. 4) MANAGER OF ARETE GROWTH PARTNERS LLC, AN INVESTMENT HOLDING COMPANY. 5) ARETE SHIELD INSURANCE AGENCY: 1475 SCOTT AVE 3RD FLOOR, CHICAGO IL 60607; INSURANCE SALES; OWNER; NOT INVESTMENT RELATED; START DATE = 07/2020. 6) MANAGER OF AREH II, LLC, A REAL ESTATE HOLDING COMPANY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-26
• S63 Uniform Securities Agent State Law Examination
  1993-05-11

Other Names

• David Hock