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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Dallas | TX | 07/1993 | Present |
| The Guardian Life Insurance Company | Dallas | TX | 01/2001 | 09/2021 |
| The Berkshire Life Insurance Company Of America | Dallas | TX | 01/2000 | 10/2021 |
| Insurance Designers | Dallas | TX | 01/2000 | 10/2021 |
| Raymond James Financial Services Advisors, Inc | Dallas | TX | 01/2009 | Present |
| Cadent Capital Llc | Dallas | TX | 07/2011 | 12/2019 |
| Insurance Planners & Advisors Group, Inc. | Dallas | TX | 05/2016 | 10/2021 |
| Cadent Capital, Llc | Irving | TX | 01/2020 | Present |
| Edgemere On The Parkway Condominium Owners Association | Dallas | TX | 07/2014 | 01/2022 |
(1)Name of Business: Cadent Capital, LLC Address: 105 Decker Drive, Suite 450, Irving, TX, 75062, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Wealth Manager (2)Name of Business: Dallas Rotary Club Foundation Address: 8502 Midway Rd, Dallas, TX, 75209, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 11/30/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Trustee I will serve on the Board of the Foundation which functions as the philanthropic arm to the Rotary Club of Dallas: Oversee investments, distribute funds for the Club's charitable projects, support fundraising efforts to grow the Foundation's assets.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-27 |
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