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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

105 Decker Dr Suite 450, Irving, TX 75062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Dallas TX 07/1993 Present
The Guardian Life Insurance Company Dallas TX 01/2001 09/2021
The Berkshire Life Insurance Company Of America Dallas TX 01/2000 10/2021
Insurance Designers Dallas TX 01/2000 10/2021
Raymond James Financial Services Advisors, Inc Dallas TX 01/2009 Present
Cadent Capital Llc Dallas TX 07/2011 12/2019
Insurance Planners & Advisors Group, Inc. Dallas TX 05/2016 10/2021
Cadent Capital, Llc Irving TX 01/2020 Present
Edgemere On The Parkway Condominium Owners Association Dallas TX 07/2014 01/2022
  • 07/1993 → Present
    Raymond James Financial Services, Inc.
    Dallas, TX
  • 01/2001 → 09/2021
    The Guardian Life Insurance Company
    Dallas, TX
  • 01/2000 → 10/2021
    The Berkshire Life Insurance Company Of America
    Dallas, TX
  • 01/2000 → 10/2021
    Insurance Designers
    Dallas, TX
  • 01/2009 → Present
    Dallas, TX
  • 07/2011 → 12/2019
    Cadent Capital Llc
    Dallas, TX
  • 05/2016 → 10/2021
    Insurance Planners & Advisors Group, Inc.
    Dallas, TX
  • 01/2020 → Present
    Cadent Capital, Llc
    Irving, TX
  • 07/2014 → 01/2022
    Edgemere On The Parkway Condominium Owners Association
    Dallas, TX
Previous Registrations
Other Businesses

(1)Name of Business: Cadent Capital, LLC Address: 105 Decker Drive, Suite 450, Irving, TX, 75062, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Wealth Manager (2)Name of Business: Dallas Rotary Club Foundation Address: 8502 Midway Rd, Dallas, TX, 75209, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 11/30/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Trustee I will serve on the Board of the Foundation which functions as the philanthropic arm to the Rotary Club of Dallas: Oversee investments, distribute funds for the Club's charitable projects, support fundraising efforts to grow the Foundation's assets.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-09
S63 Uniform Securities Agent State Law Examination 1992-07-27
  • S65 Uniform Investment Adviser Law Examination
    1996-01-09
  • S63 Uniform Securities Agent State Law Examination
    1992-07-27
Designations
Other Names
  • Tom Mcintire

View on SEC IAPD

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