Thomas Robert Mcintire

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 01/2001 → 09/2021
  The Guardian Life Insurance Company
  Dallas, TX
• 01/2000 → 10/2021
  The Berkshire Life Insurance Company Of America
  Dallas, TX
• 01/2000 → 10/2021
  Insurance Designers
  Dallas, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Dallas, TX
• 07/2011 → 12/2019
  Cadent Capital Llc
  Dallas, TX
• 05/2016 → 10/2021
  Insurance Planners & Advisors Group, Inc.
  Dallas, TX
• 01/2020 → Present
  Cadent Capital, Llc
  Irving, TX
• 07/2014 → 01/2022
  Edgemere On The Parkway Condominium Owners Association
  Dallas, TX

Previous Registrations

• 1995-07-12 → 2011-11-15
  Carter Advisory Services, Inc
  Dallas, TX

Other Businesses

(1)Name of Business: Cadent Capital, LLC Address: 105 Decker Drive, Suite 450, Irving, TX, 75062, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Wealth Manager (2)Name of Business: Dallas Rotary Club Foundation Address: 8502 Midway Rd, Dallas, TX, 75209, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 11/30/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Trustee I will serve on the Board of the Foundation which functions as the philanthropic arm to the Rotary Club of Dallas: Oversee investments, distribute funds for the Club's charitable projects, support fundraising efforts to grow the Foundation's assets.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-09
• S63 Uniform Securities Agent State Law Examination
  1992-07-27

Designations

• Certified Financial Planner

Other Names

• Tom Mcintire