Mary Elizabeth Mcowen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2018-06-12

CO RA
APPROVED

Since 2018-06-12

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Westminster	CO	11/2014	03/2018
Charles Schwab & Co., Inc.	Lone Tree	CO	05/2018	Present

11/2014 → 03/2018

Scottrade

Westminster, CO
05/2018 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO

Previous Registrations

2016-08-18 → 2018-03-09

Scottrade Investment Management

Westminster, CO

Other Businesses

COMPANY: M. SMITH CONSULTING SERVICES LLC ADDRESS: 2921 BROADLANDS CT. TYPE OF BUSINESS: CONSULTING TITLE: PRESIDENT RESPONSIBLITIES: OWNER START DATE: 10/20/2014 DURATION: 0 COMPENSATION: DIRECT HR PER WK: 0 Start Date 04-14-21| Listing Rental Property | Owner of property (investment home) | Granby, CO | Hours/Month = Less than 20| I own the property with my husband which is a property that is a rental property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-18
S63	Uniform Securities Agent State Law Examination	2015-01-06

S66 Uniform Combined State Law Examination

2016-08-18
S63 Uniform Securities Agent State Law Examination

2015-01-06

Other Names

Mary Elizabeth Smith
Mary Elizabeth Mcowen
Mary Elizabeth Smith

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