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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Webster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Rochester NY 11/2004 03/2017
Mml Investors Services, Llc Rochester NY 03/2017 Present
Massmutual Life Insurance Co Rochester NY 07/2016 Present
  • 11/2004 → 03/2017
    Metlife Securities Inc.
    Rochester, NY
  • 03/2017 → Present
    Rochester, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Rochester, NY
Other Businesses

INDEPENDENT INSURANCE AGENT WITH KAFL INC. AT 85 ALLEN ST. STE. 300 ROCHESTER, NY FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH AND LTC FOR 1 WKDY & 1 EVE/WKND HRS/WK SINCE 05/2003.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-03
  • S63 Uniform Securities Agent State Law Examination
    1993-08-03

View on SEC IAPD

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