Kenneth Mantel

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Scottsdale, AZ
• 11/2016 → 03/2024
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 03/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  North Scottsdale, AZ

Previous Registrations

• 2005-08-01 → 2024-03-22
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1. KEN MANTELL LLC, INVESTMENT RELATED, SCOTSDALE, AZ, 100% OWNERSHIP, START 12/4/2004, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, REAL ESTATE AND RENTAL PROPERTIES. 2. MANTEL MONEY LLC, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START 1/24/2024, 192 HOURS PER MONTH, 100 HOURS DURING TRADING, FINET PRACTICE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-26
• S63 Uniform Securities Agent State Law Examination
  1992-06-29

Other Names

• Kenneth Brandon Mantel