Sanjay Prasad

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2017
  National Planning Corporation
  Palm City, FL
• 11/2017 → 02/2019
  Lpl Financial Llc
  Palm City, FL
• 02/2019 → 01/2023
  Peak Brokerage Services, Llc
  Jupiter, FL
• 08/2022 → Present
  Massmutual Life Insurance Co.
  Ocala, FL
• 01/2023 → Present
  Mml Investors Services
  Ocala, FL

Previous Registrations

• 2017-11-29 → 2018-09-25
  Lpl Financial Llc
  Palm City, FL
• 2013-10-24 → 2017-12-06
  National Planning Corporation
  Palm City, FL
  El Segundo, CA
  Los Angeles, CA
• 2000-10-13 → 2002-07-17
  Ubs Financial Services Inc.
  Miami, FL

Other Businesses

1)Name: Sanjay Prasad, Inv Rel: Y Addr: 5286 NW 35th Lane Road, Ocala Fl 34482, Nature: Outside Insurance Position: Financial Advisor, Start: 11/16/2022, No Hr/Mo: 20 No Hr/Mo Dur Trading:1 Duties: Life, Disability, Long-term care & fixed annuities.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-06-17

Designations

• Certified Financial Planner