Robyn White Moorhead

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1991 → Present
  Commercial Union
  N. Quincy, VA
• 12/2012 → 06/2024
  Securities America, Inc.
  Midlothian, VA
• 12/2012 → 06/2024
  Securities America Advisors, Inc.
  Midlothian, VA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Midlothian, VA

Previous Registrations

• 2012-12-07 → 2024-06-14
  Securities America Advisors, Inc.
  Midlothian, VA
• 2010-05-13 → 2012-12-07
  Investors Security Company, Inc.
  Suffolk, VA
  Midlothian, VA
  Suffolk, VA
  Midlothian, VA

Other Businesses

1. PROFESSIONAL PLANNING OF VA/INSURANCE POSITION: insurance agent NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/02/2020 ADDRESS: 5724 sandstone ridge road, MIDLOTHIAN VA 23112 DESCRIPTION: I use every approved marketing group FIG and Highland capital for any equity indexed product and most life insurance products. I was licensed to retain my business from the Accordia purchase with Global Atlantic through an upline. That is just normal life insurance. I have not written any yet just re-licensed so my old policies can be assigned to me. Some of them could need rewriting but again its plain universal life or term 2. PROFESSIONAL PLANNING OF VA POSITION: advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2012 ADDRESS: 5724 sandstone ridge road, MIDLOTHIAN VA 23112 DESCRIPTION: advisory accounts with Managed ops with NFS or direct with managed co 3. MENTOR MY SON WITH LIFE/FIXED ANNUITY LICENSE POSITION: mentor NATURE: I am not receiving any compensation or override from my son. I listed his address above as he is independent. He is working direct through Highland Capital. He has a full-time job other than this but I am hoping this sparks his interest, I am giving him my life insurance leads and training him. Again, there is not comp structure and he is not under me. I just wanted to disclose my help with training and mentoring him INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 60 START DATE: 08/21/2024 ADDRESS: 7628 Cherokee Road, Richmond VA 23225, United States DESCRIPTION: Again just helping him get started by teaching him and helping him with quotes and how to talk to client and stress importance and make sure he learns the right way to sell without being pushy 4. PROFESSIONAL PLANNING OF VA POSITION: advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 12/2012 - LOCATED AT 5724 SANDSTONE RIDGE RD, MIDLOTHIAN, VA 23112 until 2024 Now Osaic Advisor with Osaic Wealth since 7/2024 INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 16 START DATE: 12/01/2012 ADDRESS: 5724 sandstone ridge road, MIDLOTHIAN VA 23112, United States DESCRIPTION: advisory accounts with Managed ops with NFS or direct with fund managers, This is part of Osaic Wealth and I do both commission based work and advisory work and we were told by Sec America to disclose. All my monies is paid through Osaic and goes thru the grid. I dont do anything that is outside what is known of me as a broker/advisor. I use the name Professional Planning of Va and Osaic Wealth and my business card distinguishes it as approved by compliance. E and O is held thru Osaic 5. CO-TRUSTEE, EXECUTOR, POA POSITION: executor co trustee POA NATURE: I am the only child, and I am the POA, executor and co-trustee of a trust managed by Bank of America. Bank of America will always manage this money for the trust. I have never had to serve in this capacity and only will if my mom becomes incapacitated. This was disclosed at Securities America in 2019 in a letter of release Fiduciary Capacity for a Family Member signed by me, OSJ and my mother Catherine Harlow. I will never manage the monies they will stay at Bank of America INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2019 ADDRESS: 112101 Buckhead Terrace, Midlothian VA 23112, United States DESCRIPTION: I have no duties for this at this time. I meet once a year as Bank of America is the custodian, and they review the trust. They have done a fabulous job, and we will not move the assets from Bank of America. Other than the one-hour meeting yearly that is my only responsibility. I would even go as far to say I don't need to attend but do for my mom.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-11
• S63 Uniform Securities Agent State Law Examination
  1992-07-02

Other Names

• Robyn Paige Moorhead