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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2011-07-29 |
| IL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Moline | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
BOARD MEMBER WITH THE SCOTT COUNTY CONSERVATION BOARD. *422204 - MG Farms LLC; Investment related: Yes; Long Grove, Iowa; Agriculture; owner (proprietor, partner, officer, director, employee, trustee, agent); 06/1994; During business hours: 0; After business hours: 5; Administrative, Accounting/Bookkeeping, Labor/Service, Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-10 |
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