Brian Russell Darden Gilbert

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-03-18

CA RA
APPROVED

Since 2020-03-18

Branch Locations

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
A. G. Edwards & Sons, Inc.	Orange	CA	06/1999	Present
Commonwealth Financial Network	Waltham	MA	02/2003	Present

06/1999 → Present

A. G. Edwards & Sons, Inc.

Orange, CA
02/2003 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2001-08-07 → 2003-03-03

A. G. Edwards & Sons, Inc.

Orange, CA

Other Businesses

1. FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. BFF INVESTMENTS, LLC; MEMBER; REAL ESTATE INVESTMENT COMPANY; INVESTMENT RELATED. 3. LEASES OYSTER FARMING RIGHTS ON PRIVATELY OWNED LAND. NOT INVESTMENT RELATED, NOT AT BRANCH LOCATION.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-03-16
S65	Uniform Investment Adviser Law Examination	1992-12-03
S63	Uniform Securities Agent State Law Examination	1992-06-18

S66 Uniform Combined State Law Examination

2020-03-16
S65 Uniform Investment Adviser Law Examination

1992-12-03
S63 Uniform Securities Agent State Law Examination

1992-06-18

View on SEC IAPD