Scott A Slavik

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-05-20
FL	RA	APPROVED	2012-04-23
TX	RA	APPROVED_RES	2008-12-03
OH	RA	APPROVED	2008-11-18

GA RA
APPROVED

Since 2026-05-20
FL RA
APPROVED

Since 2012-04-23
TX RA
APPROVED_RES

Since 2008-12-03
OH RA
APPROVED

Since 2008-11-18

Branch Locations

2055 Crocker Road, Westlake, OH 44145 • United States

Peachtree City, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Westlake	OH	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Westlake, OH

Previous Registrations

1992-08-07 → 2008-11-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Celebration, FL

Cleveland, OH

Cleveland, OH

Other Businesses

Don Gates & Sharon Cowen Trust / 7263 Golf Point Way Sarasota,Florida 34243 / Trust/ Real Estate / Both Parties Deceased/Sell Condominium /05/01/2017/ End Date 10/31/2017 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-22
S63	Uniform Securities Agent State Law Examination	1992-06-16

S65 Uniform Investment Adviser Law Examination

1995-03-22
S63 Uniform Securities Agent State Law Examination

1992-06-16

View on SEC IAPD