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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2018-08-09
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2018-08-09

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Glen Cove, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Commack NY 01/1991 03/2017
Massmutual Life Insurance Co East Hills NY 07/2016 Present
Mml Investors Services, Llc East Hills NY 03/2017 Present
  • 01/1991 → 03/2017
    Metlife Securities Inc.
    Commack, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    East Hills, NY
  • 03/2017 → Present
    East Hills, NY
Other Businesses

1. INDEPENDENT INSURANCE AGENT -FROM RESIDENTIAL ADDRESS-(LIFE/ACCIDENT/HEALTH, MEDICARE RELATED PRODUCTS) MEDICARE ADVANTAGE, MEDICARE SUPPLEMENT AND PART D INSURANCE WITH UHC(AARP), BLUE CROSS BLUE SHIELD(WELLPOINT), EMBLEM (GHI/HIP), LIBERTY HEALTH ADVANTAGE 4 HRS/WKDY 0HRS/WKEND SINCE 11/2009 2.INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH, MEDICARE RELATED PRODUCTS, AND PROPERTY & CASUALTY FROM BUSINESS ADDRESS 1 WEEKDAY HOURS SINCE 1/14.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-05
  • S63 Uniform Securities Agent State Law Examination
    1993-03-05
Other Names
  • Peggy Ehrhart

View on SEC IAPD

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