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15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-05 |
Branch Locations
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 08/2002 | Present |
| Advisor Resource Council | Dallas | TX | 12/2024 | Present |
1. 04/05/2019 - WR Thomas Associates LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:08/17/2015 - 2 hrs/mo - 0 hrs during trading. 2. 11/28/2022 - Community Financial Associates LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/02/2022 - 0 Hours Per Month/0 Hours During Securities Trading 3. 01/15/2026 - Sulphur Bend Land Partners - Tax Prep/Accounting/CPA - Organizer - Investment Related - McKinney, TX - Start Date - 02/15/2023 - 8 Hours Per Month/2 Hours During Securities Trading 4. 02/10/2026 - 360 Wealth Planners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2024 - 80 hours per month/ 60 hours during trading 5. 02/10/2026 - Advisor Resource Council - Registered Investment Advisor Hybrid - Financial Planner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 4 hours per month/ 0 hours during trading - I provide investment advisory services to Advisor Resource Council, an independent investment advisor firm. I started this business activity in 2/2026. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-10 |
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