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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-27 |
| TX | RA | APPROVED | 2025-08-21 |
| MN | RA | APPROVED | 2024-10-29 |
| FL | RA | APPROVED | 2024-05-17 |
Branch Locations
1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa National Association | Miami | FL | 01/2011 | 07/2021 |
| Hsbc Securities (Usa) Inc. | Miami | FL | 01/2011 | 07/2021 |
| Hsbc Bank Usa, N.A. | Miami | FL | 07/2021 | Present |
| Hsbc Securities (Usa) Inc. | Miami | FL | 07/2021 | 02/2022 |
| Hsbc Securities (Usa) Inc. | Miami | FL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-01 |
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