Michael J. O'callaghan

Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-01-02
GA	RA	APPROVED	2024-06-20
ID	RA	APPROVED	2023-06-09
NY	RA	APPROVED	2021-04-29
RI	RA	APPROVED	2021-04-29
CT	RA	APPROVED	2016-12-07
FL	RA	APPROVED	2016-11-08
NJ	RA	APPROVED	2016-10-05
MA	RA	APPROVED	2016-09-21
WA	RA	APPROVED	2016-09-21

HI RA
APPROVED

Since 2025-01-02
GA RA
APPROVED

Since 2024-06-20
ID RA
APPROVED

Since 2023-06-09
NY RA
APPROVED

Since 2021-04-29
RI RA
APPROVED

Since 2021-04-29
CT RA
APPROVED

Since 2016-12-07
FL RA
APPROVED

Since 2016-11-08
NJ RA
APPROVED

Since 2016-10-05
MA RA
APPROVED

Since 2016-09-21
WA RA
APPROVED

Since 2016-09-21

Branch Locations

Hingham, MA • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harvest Financial Group Llc	Braintree	MA	02/2006	Present
Concorde Investment Services, Llc	Livonia	MI	02/2016	09/2016
Concorde Asset Management, Llc	Livonia	MI	02/2016	09/2016
Lasalle St Securities	Elmhurst	IL	09/2016	Present

02/2006 → Present

Harvest Financial Group Llc

Braintree, MA
02/2016 → 09/2016

Concorde Investment Services, Llc

Livonia, MI
02/2016 → 09/2016

Concorde Asset Management, Llc

Livonia, MI
09/2016 → Present

Lasalle St Securities

Elmhurst, IL

Previous Registrations

2016-03-15 → 2016-09-23

Concorde Asset Management, Llc

Braintree, MA

Ann Arbor, MI
2011-02-15 → 2016-03-01

B. Riley Wealth Advisors, Inc.

Braintree, MA
2008-02-01 → 2010-08-20

J P Turner & Company Capital Management, Llc

Braintree, MA
2003-06-12 → 2006-02-16

Cantella & Co., Inc.

Wilmington, MA

Walpole, MA

Other Businesses

DBA HARVEST FINANCIAL GROUP LLC, 1599 WASHINGTON STREET SUITE 2C BRAINTREE, MA, PRESIDENT SINCE 02/2006:INVESTMENT RELATED FINANCIAL ADVISORY SERVICES: 40 HOURS A WEEK DURING TRADING HOURS; PROVIDE FINANCIAL RELATED ADVISORY SERVICES;FINANCIAL PLANNING. LaSalle St. Investment Advisors, LLC; Investment Advisor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-28
S65	Uniform Investment Adviser Law Examination	1993-05-17
S63	Uniform Securities Agent State Law Examination	1992-07-30

S66 Uniform Combined State Law Examination

2003-05-28
S65 Uniform Investment Adviser Law Examination

1993-05-17
S63 Uniform Securities Agent State Law Examination

1992-07-30

Designations

Certified Financial Planner

Other Names

Michael Joseph Ocallaghan

View on SEC IAPD