Eric Lawson Woo

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 07/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 07/2016 → 07/2018
  Bank Of America, N.A.
  Paramus, NJ
• 07/2018 → Present
  Rbc Capital Markets, Llc.
  Florham Park, NJ

Previous Registrations

• 2016-07-13 → 2018-07-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Allendale, NJ
  Paramus, NJ
  Norwood, NJ
• 2013-05-02 → 2016-06-27
  National Planning Corporation
  Manahawkin, NJ
• 2011-03-02 → 2013-05-29
  Npa Asset Management, Llc
  Fair Lawn, NJ
• 2005-10-24 → 2011-03-10
  Cetera Investment Advisers Llc
  Lyndhurst, NJ
  Fair Lawn, NJ
  Stamford, CT
• 2002-07-01 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

I*96303 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CRASHDUMMIES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 6-05 SADDLE RIVER RD, PMB 325 FAIR LAWN, NEW JERSEY 7410 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/1/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIST MISC ITEMS ON EBAY AND VARIOUS OTHER SELLING PLATFORMS

Exams

• S66 Uniform Combined State Law Examination
  2002-06-26
• S63 Uniform Securities Agent State Law Examination
  1992-08-15

Designations

• Certified Financial Planner