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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-27
NJ RA APPROVED 2018-07-13
  • TX RA
    APPROVED
    Since 2018-08-27
  • NJ RA
    APPROVED
    Since 2018-07-13

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Saddle Brook, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 06/2016 07/2018
Bank Of America, N.A. Paramus NJ 07/2016 07/2018
Rbc Capital Markets, Llc. Florham Park NJ 07/2018 Present
Previous Registrations
Other Businesses

I*96303 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CRASHDUMMIES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 6-05 SADDLE RIVER RD, PMB 325 FAIR LAWN, NEW JERSEY 7410 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/1/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIST MISC ITEMS ON EBAY AND VARIOUS OTHER SELLING PLATFORMS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-26
S63 Uniform Securities Agent State Law Examination 1992-08-15
  • S66 Uniform Combined State Law Examination
    2002-06-26
  • S63 Uniform Securities Agent State Law Examination
    1992-08-15
Designations

View on SEC IAPD

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