Richard Barry Zins

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Ridgefield, CT
• 11/2016 → 05/2023
  Wells Fargo Clearing Services, Llc
  Ridgefield, CT
• 06/2023 → Present
  Ubs Financial Services Inc
  Westport, CT

Previous Registrations

• 2006-03-10 → 2023-06-07
  Wells Fargo Clearing Services, Llc
  Melville, NY
  Danbury, CT
  Danbury, CT
  Melville, NY
  White Plains, NY
  Wilton, CT
  Ridgefield, CT
  Purchase, NY
• 2000-10-30 → 2006-03-29
  Ubs Financial Services Inc.
  Stamford, CT
  Ridgefield, CT

Other Businesses

TRUSTEE FOR CLOSE FRIENDS TRUST; INV. RELATED; SCARESDALE, NY; START DATE 4/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; PALM BEACH GARDENS, FL; START DATE: 2/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; PALM BEACH GARDENS, FL; START DATE: 6/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING Publicly traded securities,FLUnited States,Manage assets and distribute investments to the beneficiariesStart date - 9/5/2025 2) Name of Business: Dianne Zins Pourover Trust./ Address: 3161 Burgundy Dr N Palm Beach GardensFL United States33410./ Investment Related: No./ Nature: Living Trust - Listed NYSE Investments, Primary Residence./ Role: Co Trustee - oversee investments, pay bills./ Start Date: 4/1/2022./ Hours Devoted: N/A. 3) R.A.L 2014 Living Trust, Administering the Trust/Invesments, Scarsdale New York United States, Administration, start date-1/31/2018.

Exams

• S66 Uniform Combined State Law Examination
  2000-09-11
• S63 Uniform Securities Agent State Law Examination
  1992-07-23