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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| OK | RA | APPROVED | 1992-09-04 |
Branch Locations
701 Sw Jennings Ave, Bartlesville, OK 74003 • United States
Pawhuska, OK • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pawhuska | OK | 05/1992 | 03/2020 |
| Ameriprise Financial Services, Llc | Bartlesville | OK | 03/2020 | Present |
Business Ownership; Other; Other; P.O. Box 1270 Pawhuska, OK 74056, , ** not provided **, N/A, 00000; 02/01/2010; 1 to 9 hours per month; / Other; Other; PO BOX 1270 Pawhuska, OK 74056, , ** not provided **, N/A, 00000; Not Investment-Related; 09/22/2014; 1 to 9 hours per month; 0 during trading hours / Other; Other; PO Box 1270Pawhuska, OK 74056, , ** not provided **, N/A, 00000; 1 to 9 hours per month; . Board of Directors; Smith; Bruce; Trustee; PO BOX 87 Pawhuska, OK 74056, , ** not provided **, N/A, 00000; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours / Smith; Bruce; President; 14389 Giorgio Drive, , Skiatook, OK, 74070; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-10 |
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