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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-19 |
Branch Locations
4221 West Boy Scout Blvd. Ste 750, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Clearwater | FL | 10/2009 | 01/2021 |
| Oppenheimer & Co | Tampa | FL | 01/2021 | Present |
PRIVATELY OWNED RENTAL PROPERTY-JOINT OWNERSHIP-RONALD T. OCHAL AND CYNTHIA OCHAL-ADDRESS: 5055 GULF OF MEXICO DRIVE,LONGBOAT KEY,FL 34228. OWN PROPERTY WITH INTENT TO RENT EXPECTED TO DEVOTE LESS THAN ONE HOUR MONTHLY-NOT BUSINESS RELATED TO OPPENHEIMER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-05 |
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