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Ralph Michael Fajack

Stifel, Nicolaus & Company, Incorporated

Canfield, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-09-25
  • OH RA
    APPROVED
    Since 2009-09-25

Branch Locations

6575 Seville Drive, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Canfield OH 09/2009 Present
Previous Registrations
  • 2007-02-09 → 2009-09-25
    Ubs Financial Services Inc.
    Canfield, OH
    Canfield, OH
    Canfield, OH
    Weehawken, NJ
    Cleveland, OH
  • 1999-10-14 → 2007-02-09
    Keybanc Capital Markets Inc.
    Canfield, OH
    Canfield, OH
    Salem, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-17
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S65 Uniform Investment Adviser Law Examination
    2010-02-17
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18

View on SEC IAPD

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Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
MORGAN STANLEY · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
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