Joseph Nicholas Silich

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Chicago, IL
• 1998-03-24 → 2007-04-02
  Morgan Stanley Dw Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

1. DEPAUL UNIVERSITY, TEACHER; CHICAGO, IL; START DATE: 09/2016; DURING BUSINESS HOURS-0; AFTER BUSINESS HOURS-1; NOT INVESTMENT RELATED 2. DePaul University; Not Investment related; Chicago, IL; Private University; Employee (proprietor, partner, officer, director, employee, trustee, agent); Mar 2017; During business hours: 2; After business hours: 1; Teach a class to honors finance undergraduate students. 3.Vital Real Estate Partners LLC; Investment related: Yes; Chicago, IL; LLC formed to buy one rental property; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Apr 2018; During business hours: 0; After business hours: 1; Passive interest in rental property, *378342 - Strategic Racing LLC; Investment related No; Chicago, IL; Thoroughbred horse racing ownership; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Sep 2014; During business hours: 0; After business hours: 2 *54611- St Laurence High School Board of Trustees; Investment related: No; Burbank, Illinois; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2011; During business hours: 1; After business hours: 3; Fundraising, :Chairman of the Board of TTEES and Co Chairing "True Viking" Capital Campaign

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-21
• S63 Uniform Securities Agent State Law Examination
  1992-07-31

Other Names

• Joseph Nicholas Silich