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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-21 |
| CA | RA | APPROVED | 2021-06-18 |
Branch Locations
99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States
San Jose, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 06/2021 |
| Morgan Stanley | Cupertino | CA | 09/2011 | 06/2021 |
| Rbc Capital Markets, Llc | San Jose | CA | 06/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2018 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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