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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | Brentwood | TN | 06/2005 | 09/2020 |
| Securities America, Inc. | Highland Beach | FL | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Highland Beach | FL | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Highland Beach | FL | 06/2024 | Present |
SUNFLOWER COUNTY SONGS POSITION: Owner NATURE: I own a publishing company "Sunflower County Songs" which include the publishing rights to multiple songs. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2001 ADDRESS: 3212 South Ocean Blvd, 304-A, Highland Beach FL 33487 DESCRIPTION: I own a publishing company "Sunflower County Songs" which include the publishing rights to multiple songs. CORPORATE FINANCIAL ADVISORS POSITION: Independant Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1990 ADDRESS: 3212 S. Ocean Blvd #304A, Highland Beach FL 33487 DESCRIPTION: Insurance Sales CORPORATE FINANCIAL ADVISORS POSITION: Broker NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1999 ADDRESS: 3212 S. Ocean Blvd #304A, Highland Beach FL 33487 DESCRIPTION: Advisory DBA - Corporate Financial Advisors SUNFLOWER LEGACY PUBLISHING POSITION: Owner NATURE: I own a Music Publishing Company called Sunflower Legacy Publishing. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/06/2021 ADDRESS: 3212 South Ocean Boulevard, #304A, Highland Beach FL 33487 DESCRIPTION: I own a music publishing company called Sunflower Legacy Publishing that owns writer and publishing rights to multiple songs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-12 |
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