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135 Chestnut Ridge Road Suite 1160, Montvale, NJ 07645 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-05 |
Branch Locations
135 Chestnut Ridge Road Suite 1160, Montvale, NJ 07645 • United States
365 West Passaic St. Suite 310, Rochelle Park, NJ 07662 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Montvale | NJ | 09/1998 | 09/2018 |
| Signature Wealth Management Partners, Llc | Montvale | NJ | 09/2018 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | Present |
1.) Emr Management, LLC: 6/21/2013 start date. Business Entity for accounting and tax purposes only - Non Investment Related. At Reporting Business Location(s) - Member of LLC with the purpose of employee payroll, benefit administration and ongoing business expense management - 1% time spent. 2.) Non-Variable Insurance - 8/1/16 start date. Investment Related - At Reported Business Location(s) - Agent - 4 hr/month; 4 hours during securities trading. Includes life, disability, long term care. 3.) Mansion Ridge Home Owners Association - 3/20/14 start date - Not investment related - Non-profit board member. One of 7 board members providing daily operations of a home owners association including contract negotiations, rule. 1% time spent. 4.) Signature Wealth Management Partners, LLC-Investment related-At registered branch location-7/1/15-Services offered through this are limited to all services being currently offered through Charles Schwab.-160 hrs/mth-160 during trading hrs
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-26 |
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