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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-08-28
TX RA APPROVED_RES 2004-12-07
  • PA RA
    APPROVED
    Since 2012-08-28
  • TX RA
    APPROVED_RES
    Since 2004-12-07

Branch Locations

4000 Town Center Blvd Suite 100, Canonsburg, PA 15317 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Pittsburgh PA 04/1992 Present
  • 04/1992 → Present
    Painewebber Incorporated
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-02
S63 Uniform Securities Agent State Law Examination 1992-06-26
  • S65 Uniform Investment Adviser Law Examination
    1992-07-02
  • S63 Uniform Securities Agent State Law Examination
    1992-06-26
Other Names
  • Stephen Bulazo
  • Stephen Bulazo Jr.

View on SEC IAPD

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