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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2024-03-28 |
| IN | RA | APPROVED | 2019-10-18 |
Branch Locations
380 Plaza Drive Suite D, Columbus, IN 47201 • United States
Edinburgh, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Columbus | IN | 05/1992 | Present |
| Robert W. Baird & Co. Incorporated | Columbus | IN | 10/2019 | Present |
Name/Address: Timbergate Home Owners Association 1125 Constitution Drive Edinburgh IN 46124 Start Date: 11/1/2020 Hours Spent: 0-4 hours/month Hours Spent During Trading: Zero Role/Responsibility: Treasurer- Collecting HOA dues, paying bills and reporting finances to the board. Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-27 |
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