Mark Linden Johnson

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 10/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
• 03/2013 → 10/2021
  Bank Of America, N.A
  Bloomington, MN
• 10/2021 → Present
  Rbc Capital Markets, Llc
  Wayzata, MN

Previous Registrations

• 2013-02-27 → 2021-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
  Marco Island, FL
• 2009-06-01 → 2013-03-11
  Morgan Stanley
  Wayzata, MN
  Bloomington, MN
  Bloomington, MN
  Wayzata, MN
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Wayzata, MN
  Bloomington, MN
• 2002-11-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Bloomington, MN
  Bloomington, MN
  Shorewood, MN

Other Businesses

I*133979 For profit or not for profit: For-Profit Organization Name of outside business organization: M & P Johnson Ventures LLC Investment related: N Address of business: Shorewood, Minnesota 55331 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/13/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: We own a lake cabin which is rented over the summertime (2) NAME: University of Northwestern Non-investment related 3003 Snelling Ave., N, Roseville, MN 55113 Higher Education Other (Board of Trustees) Start date: 06/01/2021 2 hours per month 0 during securities trading hours Board of trustees is comprised of 21 board members who are deeply committed to University of Northwestern (3) NAME OF ENTITY: Reign Ministries ADDRESS: 5401 W Broadway Ave, Crystal, MN 55428 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit, faith ministry CAPACITY: Board of Directors * START DATE: 05/01/18 DUTIES: Provide business guidance. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-26
• S63 Uniform Securities Agent State Law Examination
  1992-06-24

Designations

• Certified Financial Planner